Fund Manager Code of Conduct ('FMCC’) - How effective is your risk and control function?

November 2022

In order to comply with the Fund Manager Code of Conduct (“FMCC”), fund managers are expected to maintain an independent and objective audit function to report on the adequacy, effectiveness and efficiency of their management, operations and internal controls. Small to medium-sized managers, however, may lack the resources or budget to implement an internal audit function, or to undertake regular comprehensive internal control reviews.

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Johnny Lau

Gaven Cheong
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Tiang & Partners
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esther lee

Esther Lee
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